Friday SWFI News Roundup, January 15, 2016

Posted on 01/15/2016

State Street to Pay SEC Fine for Pay-to-Play State Street was accused by the U.S. Securities and Exchange Commission (SEC) of engaging in pay-to-play tactics in exchange for Ohio pension fund contracts. State Street will pay US$ 12 million to settle charges. An SEC investigation revealed that Vincent DeBaggis, a senior vice president at State […]

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