List of Asset Managers, Placement Agents, and Bankers that Got the PPP Loan, Part 1

Posted on 07/08/2020


This data is from the U.S. government. Companies listed had their PPP applications entered into SBA’s Electronic Transmission (ETran) system by an approved PPP lender. If a lender did not cancel the loan in the ETran system, the loan is listed.

Paycheck Protection Program loans (PPP)

Asset Managers, Investment Firms, and Bankers – Paycheck Protection Program loans (PPP)

LoanRange BusinessName Address City State Zip NAICSCode BusinessType RaceEthnicity Gender Veteran NonProfit JobsRetained DateApproved Lender
b $2-5 million JMP SECURITIES LLC 600 MONTGOMERY ST SAN FRANCISCO CA 94111 523110 Limited Liability Company(LLC) Unanswered Unanswered Non-Veteran   126 4/3/2020 City National Bank
b $2-5 million STONEBRIDGE REALTY ADVISORS, INC. 4949 S. NIAGARA STREET #300 DENVER CO 80237 721110 Corporation Unanswered Male Owned Non-Veteran   96 4/27/2020 Pacific Western Bank
b $2-5 million ARROW INVESTMENT ADVISORS LLC 6100 CHEVY CHASE DR STE 100 LAUREL MD 20707 523930 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   15 5/3/2020 Bank of America, National Association
c $1-2 million HANLON INVESTMENT MANAGEMENT INC 3393 BARGAINTOWN RD EGG HARBOR TOWNSHIP NJ 8234 523110 Subchapter S Corporation Unanswered Unanswered Unanswered   88 4/10/2020 TD Bank, National Association
c $1-2 million PRIME CAPITAL INVESTMENT ADVISORS, LLC 6201 COLLEGE BLVD LEAWOOD KS 66211 525910 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   70 4/8/2020 First Commonwealth Bank
d $350,000-1 million SUMMIT INVESTMENT MANAGEMENT LLC 1700 LINCOLN ST Suite 2150 DENVER CO 80203 522310 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   42 4/11/2020 BOKF, National Association
d $350,000-1 million SUMMIT WEALTH GROUP, INC. 9360 Station Street, Ste 400 LONE TREE CO 80124 541611 Corporation Unanswered Unanswered Unanswered   0 4/8/2020 UMB Bank, National Association
d $350,000-1 million EUROPEAN INVESTMENT MANAGEMENT CORP 480 W 84TH ST BLDG A 201 HIALEAH FL 33014 531311 Corporation Unanswered Unanswered Unanswered   48 4/13/2020 IBERIABANK
d $350,000-1 million STRENTA INVESTMENT MANAGEMENT INC 2400 N COMMERCE PKWY SUITE 104 WESTON FL 33326 523910 Corporation Unanswered Unanswered Unanswered     5/3/2020 Wells Fargo Bank, National Association
d $350,000-1 million STRUCTURED SETTLEMENT CAPITAL, LLC 3625 W Broward Blvd FORT LAUDERDALE FL 33312 523999 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   33 4/5/2020 City National Bank of Florida
d $350,000-1 million ASTOR INVESTMENT MANAGEMENT LLC 111 S Wacker Dr Ste 3950 CHICAGO IL 60606 525990 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   22 5/1/2020 JPMorgan Chase Bank, National Association
d $350,000-1 million I & S INVESTMENT MANAGEMENT LLC 33 Bleeker St. Suite 205 MILLBURN NJ 7041 531210 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   36 4/10/2020 ConnectOne Bank
d $350,000-1 million KAIROS INVESTMENT MANAGEMENT COMPANY, LLC 30242 ESPERANZA RANCHO SANTA MARGARITA CA 92688 531190 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   32 4/5/2020 City National Bank
d $350,000-1 million CENTENNIAL REALTY ADVISORS, LLC 161 Detroit St. DENVER CO 80206 531312 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   32 4/14/2020 Glacier Bank
d $350,000-1 million MDC REALTY ADVISORS LP 1700 Broadway Suite 710 DENVER CO 80290 531120 Partnership Unanswered Unanswered Unanswered   0 4/29/2020 Idaho First Bank
d $350,000-1 million MVISION PRIVATE EQUITY ADVISERS USA LLC 41 MADISON AVE 40TH FLOOR NEW YORK NY 10010 525990 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   14 4/30/2020 Citizens Bank, National Association
d $350,000-1 million SBHC PRIVATE EQUITY IV, LLC 40 NORTH COUNTRY ROAD PORT JEFFERSON NY 11777 721110 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   64 5/12/2020 People’s United Bank, National Association
d $350,000-1 million CUMBERLAND ADVISORS, INC. 2 N. TAMIAMI TRL Ste 303 SARASOTA FL 34236 523930 Subchapter S Corporation Unanswered Unanswered Unanswered   46 4/4/2020 Mid Penn Bank
d $350,000-1 million PROBITAS FUNDS GROUP, LLC 425 CALIFORNIA STREET SUITE 2300 SAN FRANCISCO CA 94104 541511 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   21 4/15/2020 Silicon Valley Bank
d $350,000-1 million QUADRANT REAL ESTATE ADVISORS LLC 12735 Morris Road Ext Ste 100 ALPHARETTA GA 30004 531210 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   39 5/3/2020 Bank of America, National Association
d $350,000-1 million G2 CAPITAL ADVISORS, LLC 535 Boylston St Fl 11 BOSTON MA 2116 551114 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   36 4/9/2020 First Republic Bank
d $350,000-1 million INVESTMENT PROPERTY ADVISORS LLC 666 E MAIN ST Suite A-2 CENTREVILLE MI 49032 531390 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   36 4/14/2020 Centier Bank
d $350,000-1 million ARETE ADVISORS LLC 750 Lexington Ave Fl 9 NEW YORK NY 10022 611110 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   104 5/3/2020 Bank of America, National Association
d $350,000-1 million CATALYST ADVISORS LP 101 AVE OF THE AMERICAS 9TH FL NEW YORK NY 10013 561311 Partnership Unanswered Unanswered Unanswered   0 4/28/2020 Signature Bank
d $350,000-1 million MACRO RISK ADVISORS LLC 708 3rd Ave Fl 24 NEW YORK NY 10017 561499 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   12 5/1/2020 JPMorgan Chase Bank, National Association
e $150,000-350,000 M360 ADVISORS, LLC 999 Corporate Drive, Ste 210 LADERA RANCH CA 92694 523920 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   9 5/19/2020 Unify Financial FCU
e $150,000-350,000 DENALI ADVISORS, LLC 5075 Shoreham Place Suite 120 SAN DIEGO CA 92122 523930 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   13 4/28/2020 BOC Bank
e $150,000-350,000 CAMBRIA INVESTMENT MANAGEMENT, L.P. 2321 Rosecrans Avenue Suite 3225 EL SEGUNDO CA 90245 523920 Partnership White Unanswered Unanswered   8 4/28/2020 Comerica Bank
e $150,000-350,000 EUROPEAN INVESTMENT MANAGEMENT 11661 San Vicente Blvd Ste 200 LOS ANGELES CA 90049 551114 Corporation Unanswered Unanswered Unanswered   24 4/28/2020 Bank of America, National Association
e $150,000-350,000 MACFARLANE PARTNERS INVESTMENT MANAGEMENT, LLC 201 Spear Street SAN FRANCISCO CA 94105 523920 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   5 4/12/2020 KeyBank National Association
e $150,000-350,000 PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY 101 N Brand Blvd Ste 1950 GLENDALE CA 91203 453998 Sole Proprietorship Unanswered Male Owned Non-Veteran   11 4/14/2020 Readycap Lending, LLC
e $150,000-350,000 PACIFIC FINANCIAL GROUP INC. 19700 Fairchild IRVINE CA 92612 522310 Corporation Unanswered Unanswered Unanswered   9 5/10/2020 Northeast Bank
e $150,000-350,000 PACIFIC EQUITIES WEST, LLC 1353 Bush Street Suite 112 SAN FRANCISCO CA 94109 531390 Limited Liability Company(LLC) White Male Owned Non-Veteran   21 4/5/2020 East West Bank
e $150,000-350,000 SUMMERHAVEN INVESTMENT MANAGEMENT, LLC 1266 EAST MAIN ST 4TH FLOOR STAMFORD CT 6902 523930 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   0 4/11/2020 BMO Harris Bank National Association
e $150,000-350,000 MARCO INVESTMENT MANAGEMENT, LLC 3353 PEACHTREE RD Suite 1100 ATLANTA GA 30326 523920 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   10 4/29/2020 Cadence Bank, National Association
e $150,000-350,000 TALL TREE INVESTMENT MANAGEMENT LLC 222 S Riverside Plz Ste 620 CHICAGO IL 60606 541611 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   13 5/1/2020 JPMorgan Chase Bank, National Association
e $150,000-350,000 TAG INVESTMENT, LLC – SERIES MANAGEMENT TAG 2805 Boulder Dr URBANA IL 61802 531311 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   28 4/10/2020 Heartland Bank and Trust Company
e $150,000-350,000 FERNWOOD INVESTMENT MANAGEMENT, LLC 400 Crown Colony Dr 101 QUINCY MA 2169 523930 Limited Liability Company(LLC) Unanswered Unanswered Unanswered     4/16/2020 Citizens Bank, National Association
e $150,000-350,000 PAR FOUR INVESTMENT MANAGEMENT LLC 50 TICE BLVD. WOODCLIFF LAKE NJ 7677 523920 Limited Liability Company(LLC) Unanswered Unanswered Unanswered     5/3/2020 Wells Fargo Bank, National Association
e $150,000-350,000 THOR INVESTMENT MANAGEMENT INC 7346 BEECHMONT AVE CINCINNATI OH 45230 523930 Subchapter S Corporation Unanswered Unanswered Unanswered   13 5/3/2020 PNC Bank, National Association
e $150,000-350,000 OCEAN PARK ADVISORS, LLC 5200 W. CENTURY BLVD 420 LOS ANGELES CA 90045 523930 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   7 4/13/2020 Stockman Bank of Montana
e $150,000-350,000 RAYLIANT GLOBAL ADVISORS LIMITED 11 ZEPHYR IRVINE CA 92602 523930 Partnership Unanswered Male Owned Non-Veteran   7 4/27/2020 East West Bank
e $150,000-350,000 RAYLIANT INVESTMENT RESEARCH 11 ZEPHYR IRVINE CA 92602 523930 Corporation Unanswered Male Owned Non-Veteran   12 4/27/2020 East West Bank
e $150,000-350,000 VERNAL POINT ADVISORS LLC 235 Montgomery St, Suite 1120 SAN FRANCISCO CA 94104 523930 Partnership Unanswered Unanswered Unanswered   9 4/27/2020 Riverview Bank
e $150,000-350,000 SCP PRIVATE EQUITY MGMT CO LLC 7 GREAT VALLEY PKWY MALVERN PA 19355 523110 Limited Liability Company(LLC) Unanswered Unanswered Unanswered   10 4/15/2020 PNC Bank, National Association

Financial Media – Paycheck Protection Program loans (PPP)

LoanRange BusinessName Address City State Zip NAICSCode BusinessType RaceEthnicity Gender Veteran NonProfit JobsRetained DateApproved Lender
a $5-10 million CRAIN COMMUNICATIONS INC. 1155 Gratiot Avenue 0.0 DETROIT MI 48207 511120 Subchapter S Corporation Unanswered Unanswered Unanswered   500 4/9/2020 JPMorgan Chase Bank, National Association
d $350,000-1 million INSTITUTIONAL REAL ESTATE, INC. 2010 Crow Canyon Place, Suite 455 SAN RAMON CA 94583 511120 Corporation Unanswered Male Owned Non-Veteran   36 6/2/2020 Harvest Small Business Finance, LLC

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